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Conflict of interests in high-tech investment advisory


Favoretto, Daniel (2024). Conflict of interests in high-tech investment advisory. Zürich: EIZ Publishing.

Abstract

What are the potential sources of conflict of interests in investment advisory services and how should the law design legal tools of retail investor protection? These are the questions addressed by this book, which explores the new legal challenges of investor protection in the context of digital investment platforms and genAI advisors. The author analyses the investor protection tools provided by competition law, regulatory and private law frameworks, taking Brazil as case study, where investment advisory experienced a unique market change and a major regulatory reform. This book addresses a worldwide audience and concludes with a set of policy recommendations.

Abstract

What are the potential sources of conflict of interests in investment advisory services and how should the law design legal tools of retail investor protection? These are the questions addressed by this book, which explores the new legal challenges of investor protection in the context of digital investment platforms and genAI advisors. The author analyses the investor protection tools provided by competition law, regulatory and private law frameworks, taking Brazil as case study, where investment advisory experienced a unique market change and a major regulatory reform. This book addresses a worldwide audience and concludes with a set of policy recommendations.

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Additional indexing

Item Type:Monograph
Communities & Collections:02 Faculty of Law > Europa Institut at the University of Zurich (EIZ)
Dewey Decimal Classification:340 Law
Language:English
Date:21 February 2024
Deposited On:15 May 2024 13:11
Last Modified:15 May 2024 13:28
Publisher:EIZ Publishing
Series Name:Next Generation
Volume:4
ISBN:9783038056560
OA Status:Gold
Publisher DOI:https://doi.org/10.36862/eiz-ng004
  • Content: Published Version
  • Licence: Creative Commons: Attribution-ShareAlike 4.0 International (CC BY-SA 4.0)